Legal

Terms of Use / Legal Disclosures

Acceptance of Terms.  Please read this page carefully before using this website, www.incentrumgroup.com, and any other websites owned or operated by Incentrum (collectively, this “Website”).  By accessing, browsing or using the Website, you acknowledge that you have read, understood, and agree to be bound by the following terms and conditions and any future modifications (collectively, the “Terms”).  These Terms are a legal contract between you, a user of at least 18 years of age or a single company, organization, or entity (“you”), and Incentrum Group, L.P. (collectively with its affiliates, “Incentrum”) regarding your use of this Website.  If at any time you do not agree to these Terms, please terminate your use of this Website.

 

Modification of These Terms.  Incentrum reserves the right, at our discretion, to amend, change, modify, add, or remove portions of these Terms at any time and without notice.  Please check these Terms periodically for changes.  Your continued use of this Website after the posting of changes constitutes your binding agreement to such changes.  

 

Regulatory Matters.  Incentrum Securities LLC (“Incentrum Securities”), an affiliate of Incentrum Group, L.P., provides financial advice on mergers, acquisitions, financial restructurings and similar corporate finance matters and engages in the private placement of securities. Incentrum Securities is a registered broker-dealer with the United States Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority, Inc. (www.finra.org) and the Securities Investor Protection Corporation (www.sipc.org). Incentrum Securities is an institutional broker-dealer, and it generally does not provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to, individual retail customers.

The information and services provided on this Website are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or where Incentrum is not authorized to provide such information or services.  As a condition of your use of this Website, you will not use this Website for any purpose that is unlawful or prohibited by these Terms.  You are responsible for complying with all local rules, laws, and regulations including, without limitation, rules about intellectual property rights, the internet, technology, data, email, or privacy.

 

Intellectual Property Ownership.  The content, visual interfaces, information, graphics, design, compilation, computer code, products, software, services, and all other elements of this Website (collectively, the “Materials”) and this Website are the property of Incentrum or others and are protected by United States copyright, trade dress, patent, and trademark laws, international conventions, and all other relevant intellectual property and proprietary rights, and applicable laws.  For clarity, the Materials do not include any content from third party sites, whether Incentrum provides a link to them or not.  Copying or downloading material from this Website does not transfer title to any Material to you.  Except as expressly provided in the Terms, this Website and the Materials are the exclusive property of Incentrum and Incentrum does not grant you any express or implied license or permission under any patents, trademarks, copyrights or trade secret information.  Incentrum reserves all rights with respect to copyright and trademark ownership of all Materials on this Website, and will enforce such rights to the full extent of the law. 

 

Trademarks.  “Incentrum” is the trade name for Incentrum Group, L.P. and its affiliates.  All other trademarks and logos displayed on this Website are the property of their respective owners, who may or may not be affiliated with Incentrum.  Nothing on this Website shall be interpreted as granting any license or right to use any image, trade name, trademark, logo or service mark on this Website.  You are prohibited from using any of Incentrum’s marks for any commercial and/or infringing purpose, including but not limited to use as metatags on other pages or sites on the World Wide Web, without the written permission of Incentrum or such third party, which may own the marks.

Permitted Use.  You may print, copy and download the Materials for your private, non-commercial use only.  If you copy or download any Materials, you agree that you will not remove or obscure any copyright, trademark or other notices or legends contained in any such information.

 

Restrictions.  This Website and the Materials is for your private and non-commercial use only.  You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, modify, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part this Website or the Materials, without Incentrum’s prior written approval.

 

You agree to access the Materials and this Website manually, by request, and not automatically, through the use of a “bot”, spider, scraper or similar program, or by other means. You agree not to take any action, alone or with others, that would interfere with the operation of this Website, to alter this Website in any way, or to impede others’ access to and freedom to enjoy and use this Website. 

 

You agree to abide by all additional restrictions displayed on this Website from time to time.  Any unauthorized use of this Website or the Materials is strictly prohibited.    

 

Disclaimer of Warranties.  The Materials are provided on an “as is” basis.  Incentrum does not warrant the Materials provided herein or your use of this Website generally, either expressly or impliedly, for any particular purpose and expressly disclaims any implied warranties, including but not limited to, warranties of title, non-infringement, merchantability or fitness for a particular purpose.  Incentrum will not be responsible for any loss or damage that could result from interception by third parties of any information or services made available to you via this Website.  Although the information provided to you on this Website is obtained or compiled from sources Incentrum believes to be reliable, Incentrum cannot and does not guarantee the accuracy, validity, timeliness or completeness of any Material made available to you for any particular purpose.  Incentrum disclaims any duty to update this Website.

 

None of Incentrum or any of its directors, officers, partners, members, employees, agents, affiliates, subsidiaries or third party vendors (collectively, the “Released Parties”) will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this Website, or resulting from the act or omission of any other party involved in making this Website, the Materials, or from any other cause relating to your access to, inability to access, or use of this Website or the Materials, whether or not the circumstances giving rise to such cause may have been within the control of the Released Parties.  In no event will the Released Parties be liable to you, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or any other damages of any kind even if the Released Parties have been advised of the possibility thereof.  This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user’s equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure.

 

Incentrum cannot and does not guarantee continuous, uninterrupted or secure access to this Website.

LIMITATIONS OF DAMAGES.  NONE OF THE RELEASED PARTIES ARE LIABLE FOR ANY DIRECT, INDIRECT, SPECIAL, CONSEQUENTIAL LOSS, LIABILITY, COST, CLAIM, EXPENSE OR DAMAGES OF ANY KIND (INCLUDING, WITHOUT LIMITATION, ANY LOST PROFITS, BUSINESS INTERRUPTION, LOSS OF INFORMATION OR PROGRAMS OR OTHER DATA ON YOUR INFORMATION HANDLING SYSTEM) WHETHER IN CONTRACT OR IN TORT (INCLUDING NEGLIGENCE), THAT ARE RELATED TO THE ACCURACY, INACCURACY, USE OF, OR THE INABILITY TO USE, THE CONTENT, MATERIALS AND FUNCTIONS, OR IN CONNECTION WITH ANY FAILURE OF PERFORMANCE, ERROR, OMISSION, INTERRUPTION, DEFECT, DELAY IN OPERATION OR TRANSMISSION, COMPUTER VIRUS OR LINE OR SYSTEM FAILURE, OF THIS WEBSITE OR ANY LINKED WEBSITE, EVEN IF INCENTRUM IS EXPRESSLY ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

 

No Offers or Reliance.  No Materials shall be used or considered as an offer to sell or a solicitation of any offer to buy the securities or services of Incentrum or any other issuer.  Offers can only be made where lawful under, and in compliance with, applicable law.

 

Incentrum makes no representations that transactions, products or services discussed on this Website are available or appropriate for sale or use in all jurisdictions or by all investors.  Those who access this Website do so at their own initiative and are responsible for compliance with local laws or regulations.

While Incentrum uses reasonable efforts to obtain information from reliable sources, Incentrum makes no representations or warranties as to the accuracy, reliability or completeness of any information or document at this Website obtained outside of Incentrum.  Opinions and any other contents at this Website are subject to change without notice.

Incentrum is not utilizing this Website to provide investment or other advice, and no information or material at this Website is to be deemed a recommendation to buy or sell any securities or is to be relied upon for the purpose of making or communicating investment or other decisions.  Any transactions listed on this Website are included as representative transactions and are not necessarily reflective of overall performance.  Nothing contained on this Website constitutes financial, legal, tax or other advice.

 

Third-Party Sites.  As a convenience to you, Incentrum may provide on this Website links to websites operated by other persons or entities.  If you use these sites, you will leave this Website. Incentrum makes no warranty or representation regarding, and does not endorse, any linked websites or the information appearing thereon or any of the opinions, ideas, products or services described thereon.  Links on this Website do not imply that any linked website is authorized to use any of Incentrum’s trademarks, trade names, logos or copyright symbols.  In addition, these third party websites may be governed by differing privacy policy and security practices, so it is important that you read the policies of those websites before sharing your personal information.  Users shall comply with request(s) of Incentrum or any of the third party providers to protect their respective rights in the information and services available on this Website.

 

External Links to This Website.  Incentrum shall have no liability for third party content or websites linking to or framing this Website.  All links to this Website must be approved in writing by Incentrum. Incentrum reserves the right to revoke any such consent to link at any time.

Information Provided By You.  Do not send any confidential or proprietary information to Incentrum via this Website.  No information or materials that you provide to Incentrum via this Website will be considered or treated as confidential or proprietary.  Anything transmitted to this Website by you becomes Incentrum’s property and may be used by Incentrum for any lawful purpose.  You agree not to use this Website to distribute, email or post any advertising, promotion or solicitation without Incentrum’s prior approval.  You agree not to use this Website to upload, display or distribute any materials that are defamatory, threatening, obscene, harassing, or otherwise unlawful, or that incorporate the copyrighted, confidential or proprietary material of any other person or entity.

Changes.  Incentrum reserves the right, at its sole discretion, to grant or revoke authority to use this Website or to change, add, suspend or remove the information, products or services described in this Website or the Materials at any time without prior notice to you and without any liability to you.

 

Incentrum may also impose limits on certain features and services or restrict your access to parts or all of this Website without notice or liability. Incentrum may terminate the authorization, rights and license given above and, upon such termination, you shall immediately cease using and destroy all Materials.

 

International Users and Choice of Law.  This Website is not intended for use by any person or entity that is a citizen or resident of or located in any jurisdiction where such distribution, publication, availability or use would be contrary to applicable law or regulation or which would subject Incentrum or its affiliates to any registration requirement within such jurisdiction.

Incentrum makes no representation that the Materials are appropriate or available for use in any jurisdiction.  Prior to accessing this Website, users are required to ensure themselves whether the Materials can be accessed and utilized in their respective jurisdictions and observe any relevant restrictions thereto.  The user shall be solely responsible for compliance with all applicable laws and shall satisfy that they are not subject to any regulatory requirements which restrict or prohibit them from accessing or using this Website.

The services and facilities have not been registered under any securities law of any foreign jurisdiction and are only for the information of any person in any jurisdiction where it may be lawful to offer such services and facilities.  Incentrum will not undertake any requisite registration within any prohibited jurisdiction.

This Website is governed by the laws of the State of New York, without giving effect to its conflict of laws provisions. You agree that the state and federal courts of New York City, New York shall have exclusive jurisdiction over any and all disputes arising from your use of this Website and/or the Materials.

This page constitutes the entire agreement between Incentrum and you with respect to your use of this Website. You agree that regardless of any statute or law to the contrary, any claim or cause of action arising out of or related to your use of this Website must be commenced within one (1) year after the claim or cause of action arises. If for any reason a court of competent jurisdiction finds any provision of this page or portion thereof to be unenforceable, that provision shall be enforced to the maximum extent permissible so as to affect the intent of the provision, and the remainder of this page shall continue in full force and effect.

Anti-Corruption.  Incentrum is committed to providing the highest quality services to its clients.  To achieve this, anyone working for or on behalf of Incentrum (including staff members, vendors, agents, suppliers or service providers) is expected to maintain the highest ethical standards, to conduct themselves with integrity and in a manner that excludes consideration of personal advantage and the interests of other clients.  Incentrum does not tolerate bribery or corruption in any form.

Business Continuity Disclosure.  Incentrum has developed and implemented a Business Continuity Plan (the “BCP”) designed to address and mitigate the potential consequences of a significant business disruption with a goal of recovering the key aspects of Incentrum’s business within twenty-four hours or less.  The BCP also is designed to safeguard employees and protect Incentrum’s books and records.

 

Incentrum further believes that it has implemented reasonable and prudent measures to overcome or at least mitigate the consequences of an event that would otherwise interfere with the normal course of Incentrum’s business.  However, because it is not possible to anticipate the nature, scope, impact and consequence of every possible business disruption, Incentrum does not represent or guaranty that it will be able to continue or resume business operations within any specified period of time under all circumstances.

Incentrum’s BCP is subject to periodic modification.  A copy of the summary of the BCP is available upon request and as appropriate by writing Incentrum Group, L.P., 410 Park Avenue, New York, NY 1002, Attn: Compliance Department or by sending a request by email to info@Incentrum.com.

© 2018 Incentrum Group, L.P.  All Rights Reserved.